Form 4 for ASO Academy Sports & Outdoors, Inc.
Accepted 2023-05-31 00:00:00 ET · period of report 2023-05-31 · accession 0001817358-23-000112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-31 | 2023-05-31 | ASO | RAFF BERYL | Dir | M - OptEx | — | +4,360 | 9,590 | +83% | — |
| DM | 2023-05-31 | 2023-05-31 | ASO | RAFF BERYL | Dir | M - OptEx | $0.00 | -4,360 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-31 | M | A | 4,334 | — | 9,563.85 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-05-31 | M | A | 26 | — | 9,589.85 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2023-05-31 | M | D | 26 | $0.00 | 0 | D | — · — to — | 26 Common Stock | (F2) Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"). (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On June 9, 2022, the Reporting Person was granted 26 time-based restricted stock units that vest 100%, subject to the Reporting Person's continued services with the Issuer, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the next Annual Meeting of Stockholders, (ii) the Reporting Person's termination due to death or Disability (as defined in the Plan), or (iii) a Change in Control (as defined in the Plan). |
| 4 | Derivative | Restricted Stock Units | 2023-05-31 | M | D | 4,334 | $0.00 | 0 | D | — · — to — | 4,334 Common Stock | (F2) Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"). (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On June 3, 2022, the Reporting Person was granted 4,334 time-based restricted stock units that vest 100%, subject to the Reporting Person's continued services with the Issuer, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the next Annual Meeting of Stockholders, (ii) the Reporting Person's termination due to death or Disability (as defined in the Plan), or (iii) a Change in Control (as defined in the Plan). |