Form 4 for ASO Academy Sports & Outdoors, Inc.
Accepted 2023-09-07 00:00:00 ET · period of report 2023-09-06 · accession 0001817358-23-000190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-07 | 2023-09-06 | ASO | Davis Heather A. | SVP-Accounting Treasury Tax | S - Sale+OE | $51.33 | -15.9K | 15.9K | -50% | -$816.5K |
| DM | 2023-09-07 | 2023-09-06 | ASO | Davis Heather A. | SVP-Accounting Treasury Tax | M - OptEx | $24.30 | +15.5K | 3,405 | New | +$377.6K |
| DM | 2023-09-07 | 2023-09-06 | ASO | Davis Heather A. | SVP-Accounting Treasury Tax | M - OptEx | $0.00 | -15.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-06 | S | D | 15,907 | $51.33 | 15,907 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $51.30 to $51.395, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 2 | Common | Common Stock | 2023-09-06 | M | A | 2,543 | $39.17 | 15,907 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-06 | M | A | 5,684 | $26.99 | 13,364 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-06 | M | A | 4,275 | $16.85 | 7,680 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-06 | M | A | 3,040 | $17.30 | 3,405 | D | — | — | (F1) Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan. |
| 6 | Derivative | Stock Options (Right to Buy) | 2023-09-06 | M | D | 4,275 | $0.00 | 4,276 | D | $16.85 · — to 2030-12-09 | 4,275 Common Stock | (F3) These time-based options are fully vested. |
| 7 | Derivative | Stock Options (Right to Buy) | 2023-09-06 | M | D | 5,684 | $0.00 | 5,684 | D | $26.99 · — to 2031-03-31 | 5,684 Common Stock | (F4) Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"). (F3) These time-based options are fully vested. |
| 8 | Derivative | Stock Options (Right to Buy) | 2023-09-06 | M | D | 2,543 | $0.00 | 7,630 | D | $39.17 · — to 2032-03-30 | 2,543 Common Stock | (F4) Granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"). (F3) These time-based options are fully vested. |
| 9 | Derivative | Stock Options (Right to Buy) | 2023-09-06 | M | D | 3,040 | $0.00 | 0 | D | $17.30 · — to 2030-03-05 | 3,040 Common Stock | (F3) These time-based options are fully vested. |