Form 4 for ASO Academy Sports & Outdoors, Inc.
Accepted 2023-10-13 00:00:00 ET · period of report 2023-10-12 · accession 0001817358-23-000213 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-13 | 2023-10-12 | ASO | Mullican Michael P. | Pres | M - OptEx | $20.82 | +78.2K | 160.2K | +95% | +$1.63M |
| DM | 2023-10-13 | 2023-10-12 | ASO | Mullican Michael P. | Pres | F - Tax | $44.39 | -53.0K | 128.9K | -29% | -$2.35M |
| DM | 2023-10-13 | 2023-10-12 | ASO | Mullican Michael P. | Pres | M - OptEx | $0.00 | -78.2K | 28.4K | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-12 | M | A | 28,421 | $26.99 | 157,278 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-12 | F | D | 21,684 | $44.31 | 135,594 | D | — | — | (F1) Reflects net settlement of shares to cover the cost of exercise and tax withholding obligations arising from the stock option exercise reported above. |
| 3 | Common | Common Stock | 2023-10-12 | M | A | 49,757 | $17.30 | 160,182 | D | — | — | |
| 4 | Common | Common Stock | 2023-10-12 | F | D | 31,325 | $44.45 | 128,857 | D | — | — | (F1) Reflects net settlement of shares to cover the cost of exercise and tax withholding obligations arising from the stock option exercise reported above. |
| 5 | Derivative | Stock Options (Right to Buy) | 2023-10-12 | M | D | 49,757 | $0.00 | 0 | D | $17.30 · — to 2030-03-05 | 49,757 Common Stock | (F2) These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| 6 | Derivative | Stock Options (Right to Buy) | 2023-10-12 | M | D | 28,421 | $0.00 | 28,422 | D | $26.99 · — to 2031-03-31 | 28,421 Common Stock | (F3) Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan"). (F4) On March 31, 2021, the Report Person was granted 56,843 time-based options. 50% of these time-based options have vested and the remaining 50% will vest in two equal installments on each March 31, 2024 and March 31, 2025. |