Form 4 for MAX MediaAlpha, Inc.
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0001818383-22-000155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-17 | 2022-11-15 | MAX | Nonko Eugene | See Remarks, Dir | J - Other | $14.81 | -584.4K | 731.0K | -44% | -$8.66M |
| D | 2022-11-17 | 2022-11-15 | MAX | Nonko Eugene | See Remarks, Dir | M - OptEx | $0.00 | +18.3K | 1.02M | +2% | $0 |
| D | 2022-11-17 | 2022-11-15 | MAX | Nonko Eugene | See Remarks, Dir | M - OptEx | $0.00 | -18.3K | 237.8K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-15 | J | D | 292,209 | $14.81 | 438,782 | D | — | — | (F3) On November 15, 2022, Mr. Nonko transferred 292,209 shares of Class A Common Stock to the Olga Nonko Trust, an irrevocable trust for the benefit of Mr. Nonko and their children, to satisfy indebtedness of Mr. Nonko to such trust in the amount of $4.3 million, with the numbers of shares determined by averaging the high and low sales prices of the Class A Common Stock as reported by the New York Stock Exchange on November 15, 2022. Following such transfer, neither Mr. Nonko nor his spouse has any voting or dispositive power with respect to the shares of Class A Common Stock so transferred. |
| 2 | Common | Class A Common Stock | 2022-11-15 | J | D | 292,209 | $14.81 | 730,991 | D | — | — | (F2) On November 15, 2022, Mr. Nonko transferred 292,209 shares of Class A Common Stock to The Nonko Family GST Trust, an irrevocable trust for the benefit of Mr. Nonko's spouse and children, to satisfy indebtedness of Mr. Nonko to such trust in the amount of $4.3 million, with the numbers of shares determined by averaging the high and low sales prices of the Class A Common Stock as reported by the New York Stock Exchange on November 15, 2022. Following such transfer, neither Mr. Nonko nor his spouse has any voting or dispositive power with respect to the shares of Class A Common Stock so transferred. |
| 3 | Common | Class A Common Stock | 2022-11-15 | M | A | 18,294 | $0.00 | 1,023,200 | D | — | — | (F1) One share of Class A Common Stock was issued upon the vesting of each Restricted Stock Unit ("RSU"). |
| 4 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 18,294 | $0.00 | 237,819 | D | — · — to — | 18,294 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one share of Class A Common Stock, or at the option of the Compensation Committee, cash of equivalent value. (F5) One sixteenth of the RSUs vested on May 15, 2022 and the remainder will vest in equal quarterly installments through February 15, 2026, in each case subject to continued employment with the Issuer through each vesting date. |