Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2022-06-16 00:00:00 ET · period of report 2022-06-14 · accession 0001818874-22-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-16 | 2022-06-14 | SOFI | Al-Hammadi Ahmed Ali | Dir | M - OptEx | — | +15.7K | 25.7K | +157% | — |
| D | 2022-06-16 | 2022-06-14 | SOFI | Al-Hammadi Ahmed Ali | Dir | M - OptEx | $0.00 | -15.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-14 | M | A | 15,714 | — | 25,714 | D | — | — | (F1) The Reporting Person serves as Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, the ultimate parent of QIA FIG Holding LLC. The Reporting Person disclaims beneficial ownership of all shares of the Issuer held of record and all shares of the Issuer which may be acquired upon exercise of warrants to purchase common stock held of record by QIA FIG Holding LLC. (F2) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Derivative | Common Stock | 2022-06-14 | M | D | 15,714 | $0.00 | 0 | D | — · — to — | 15,714 Common Stock | (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. |