Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2022-07-01 00:00:00 ET · period of report 2022-06-29 · accession 0001818874-22-000152 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-07-01 | 2022-06-29 | SOFI | HUTTON GEORGE THOMPSON | Dir | M - OptEx | — | +31.1K | 783.0K | +4% | — |
| D | 2022-07-01 | 2022-06-29 | SOFI | HUTTON GEORGE THOMPSON | Dir | M - OptEx | $0.00 | -31.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-29 | M | A | 31,122 | — | 782,964 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F2) The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. |
| 2 | Derivative | Common Stock | 2022-06-29 | M | D | 31,122 | $0.00 | 0 | D | — · — to — | 31,122 Common Stock | (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |