Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2022-08-30 00:00:00 ET · period of report 2022-07-27 · accession 0001818874-22-000201 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-30 | 2022-07-27+ | SOFI | Noto Anthony | CEO, Dir | F - Tax | $6.57 | -105.0K | 3.76M | -3% | -$690.5K |
| DM | 2022-08-30 | 2022-07-27+ | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +203.3K | 3.81M | +6% | — |
| DM | 2022-08-30 | 2022-07-27+ | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -203.3K | 6.88M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-27 | F | D | 52,510 | $6.46 | 3,711,209 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 2 | Common | Common Stock | 2022-08-26 | F | D | 52,509 | $6.69 | 3,760,363 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 3 | Common | Common Stock | 2022-07-27 | M | A | 101,664 | — | 3,763,719 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2022-08-26 | M | A | 101,663 | — | 3,812,872 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 5 | Derivative | Common Stock | 2022-08-26 | M | D | 101,663 | $0.00 | 6,775,127 | D | — · — to — | 101,663 Common Stock | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |
| 6 | Derivative | Common Stock | 2022-07-27 | M | D | 101,664 | $0.00 | 6,876,790 | D | — · — to — | 101,664 Common Stock | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |