Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2022-09-16 00:00:00 ET · period of report 2022-09-14 · accession 0001818874-22-000217 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-16 | 2022-09-14 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +94.9K | 3.86M | +3% | — |
| D | 2022-09-16 | 2022-09-14 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $5.84 | -49.0K | 3.81M | -1% | -$286.1K |
| D | 2022-09-16 | 2022-09-14 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -94.9K | 6.68M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-14 | M | A | 94,854 | — | 3,855,217 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-09-14 | F | D | 48,993 | $5.84 | 3,806,224 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 3 | Derivative | Common Stock | 2022-09-14 | M | D | 94,854 | $0.00 | 6,680,273 | D | — · — to — | 94,854 Common Stock | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |