Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001818874-22-000270 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-12-19 | 2022-12-15+ | SOFI | Noto Anthony | CEO, Dir | P - Purchase | $4.59 | +525.0K | 5.66M | +10% | +$2.41M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | P | A | 225,000 | $4.59 | 5,358,612 | D | — | — | (F1) The reported transactions were executed in multiple trades. The purchase price of $4.5921 reported in Column 4 is the weighted average purchase price for the 225,000 shares acquired by the Reporting Person within a range of $4.535 to $4.690 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. |
| 2 | Common | Common Stock | 2022-12-16 | P | A | 300,000 | $4.59 | 5,658,612 | D | — | — | (F2) The reported transactions were executed in multiple trades. The purchase price of $4.5934 reported in Column 4 is the weighted average purchase price for the 300,000 shares acquired by the Reporting Person within a range of $4.500 to $4.630 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. |