Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0001818874-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-16 | 2023-02-14 | SOFI | Borton Chad M | Pres - SoFi Bank | M - OptEx | — | +51.2K | 225.5K | +29% | — |
| D | 2023-02-16 | 2023-02-15 | SOFI | Borton Chad M | Pres - SoFi Bank | F - Tax | $6.97 | -12.8K | 212.6K | -6% | -$89.4K |
| D | 2023-02-16 | 2023-02-14 | SOFI | Borton Chad M | Pres - SoFi Bank | M - OptEx | $6.97 | -51.2K | 1.16M | -4% | -$357.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-14 | M | A | 51,246 | — | 225,461 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-02-15 | F | D | 12,821 | $6.97 | 212,640 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2023-02-14 | M | D | 51,246 | $6.97 | 1,156,466 | D | — · — to — | 51,246 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. |