Form 4 for SOFI SoFi Technologies, Inc.

Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-14 · accession 0001818874-23-000037 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-03-16	2023-03-14	SOFI	Lapointe Christopher	CFO, PAO	F - Tax	$5.49	-59.9K	638.1K	-9%	-$328.7K
D	2023-03-16	2023-03-14	SOFI	Lapointe Christopher	CFO, PAO	M - OptEx	—	+114.7K	698.0K	+20%	—
D	2023-03-16	2023-03-14	SOFI	Lapointe Christopher	CFO, PAO	M - OptEx	$0.00	-114.7K	817.4K	-12%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-14	F	D	59,868	$5.49	638,128	D	—	—	(F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
2	Common	Common Stock	2023-03-14	M	A	114,655	—	697,996	D	—	—	(F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
3	Derivative	Restricted Stock Unit	2023-03-14	M	D	114,655	$0.00	817,355	D	— · — to —	114,655 Common Stock	(F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.