Form 4 for SOFI SoFi Technologies, Inc.

Accepted 2023-05-09 00:00:00 ET · period of report 2021-08-18 · accession 0001818874-23-000090 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2023-05-09	2021-08-18+	SOFI	Noto Anthony	CEO, Dir	P - Purchase	$6.54	+33.3K	5,926	New	+$217.6K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-05-05	P	A	19,833.48	$5.03	33,259.09	I Spouse	—	—	(F1) Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
2	Common	Common Stock	2021-08-18	P	A	500	$13.97	500	I Spouse	—	—	(F1) Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
3	Common	Common Stock	2021-08-19	P	A	400	$13.99	900	I Spouse	—	—	(F1) Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
4	Common	Common Stock	2021-08-20	P	A	1,000	$14.05	1,900	I Spouse	—	—	(F1) Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
5	Common	Common Stock	2021-08-23	P	A	100	$14.23	2,000	I Spouse	—	—	(F1) Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
6	Common	Common Stock	2022-09-12	P	A	1,500	$6.33	13,425.61	I Spouse	—	—	(F1) Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
7	Common	Common Stock	2022-06-15	P	A	3,000	$5.94	11,925.61	I Spouse	—	—	(F1) Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
8	Common	Common Stock	2022-05-27	P	A	3,000	$7.48	8,925.61	I Spouse	—	—	(F1) Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
9	Common	Common Stock	2022-03-04	P	A	3,925.61	$10.19	5,925.61	I Spouse	—	—	(F1) Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.