Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0001818874-23-000125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-06-16 | 2023-06-14 | SOFI | Costolo Richard | Dir | A - Grant | — | +36.0K | 301.7K | +14% | — |
| D | 2023-06-16 | 2023-06-14 | SOFI | Costolo Richard | Dir | M - OptEx | $0.00 | -36.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | A | A | 35,974 | — | 301,688 | I Shares held by 91063 LLC | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F2) 250,000 shares are held of record by 91063 LLC. The reporting person is the Manager of 91063 LLC. The remaining 51,688 shares are held of record directly by the Reporting Person. |
| 2 | Derivative | Restricted Stock Unit | 2023-06-14 | M | D | 35,974 | $0.00 | 0 | D | — · — to — | 35,974 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. |