Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0001818874-23-000131 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-16 | 2023-06-14 | SOFI | Ruzwana Bashir | Dir | M - OptEx | — | +36.0K | 51.7K | +229% | — |
| D | 2023-06-16 | 2023-06-14 | SOFI | Ruzwana Bashir | Dir | M - OptEx | $0.00 | -36.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | M | A | 35,974 | — | 51,688 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Unit | 2023-06-14 | M | D | 35,974 | $0.00 | 0 | D | — · — to — | 35,974 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F2) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. |