Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0001818874-23-000182 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-16 | 2023-11-14 | SOFI | Borton Chad M | Pres - SoFi Bank | M - OptEx | — | +51.2K | 209.1K | +32% | — |
| D | 2023-11-16 | 2023-11-15 | SOFI | Borton Chad M | Pres - SoFi Bank | F - Tax | $7.32 | -19.4K | 189.7K | -9% | -$142.0K |
| D | 2023-11-16 | 2023-11-14 | SOFI | Borton Chad M | Pres - SoFi Bank | M - OptEx | $0.00 | -51.2K | 1.29M | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-14 | M | A | 51,246 | — | 209,103 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-11-15 | F | D | 19,405 | $7.32 | 189,698 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2023-11-14 | M | D | 51,246 | $0.00 | 1,291,392 | D | — · — to — | 51,246 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. |