Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-06 · accession 0001818874-24-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-08 | 2024-02-06 | SOFI | Lavet Robert S | GC | F - Tax | $7.81 | -12.7K | 1.52M | -0.8% | -$99.4K |
| D | 2024-02-08 | 2024-02-06 | SOFI | Lavet Robert S | GC | M - OptEx | $0.41 | +24.7K | 1.53M | +2% | +$10.1K |
| D | 2024-02-08 | 2024-02-06 | SOFI | Lavet Robert S | GC | M - OptEx | $0.00 | -24.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-06 | F | D | 12,724 | $7.81 | 1,517,017 | D | — | — | (F1) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 2 | Common | Common Stock | 2024-02-06 | M | A | 24,742 | $0.41 | 1,529,741 | D | — | — | |
| 3 | Derivative | Stock Options (right to buy) | 2024-02-06 | M | D | 24,742 | $0.00 | 0 | D | $0.41 · — to 2024-02-12 | 24,742 Common Stock | (F2) Represents the exercise of a portion of the stock options granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |