Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-14 · accession 0001818874-24-000064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-18 | 2024-03-15 | SOFI | Lavet Robert S | GC | F - Tax | $6.99 | -4,816 | 1.52M | -0.3% | -$33.7K |
| D | 2024-03-18 | 2024-03-14 | SOFI | Lavet Robert S | GC | M - OptEx | — | +10.1K | 1.53M | +0.7% | — |
| D | 2024-03-18 | 2024-03-14 | SOFI | Lavet Robert S | GC | M - OptEx | $0.00 | -10.1K | 30.3K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | F | D | 4,816 | $6.99 | 1,522,314 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 2 | Common | Common Stock | 2024-03-14 | M | A | 10,113 | — | 1,527,130 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2024-03-14 | M | D | 10,113 | $0.00 | 30,341 | D | — · — to — | 10,113 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 22, 2023. |