Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2024-05-23 00:00:00 ET · period of report 2024-05-21 · accession 0001818874-24-000135 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-23 | 2024-05-21 | SOFI | Al-Hammadi Ahmed Ali | Dir | M - OptEx | — | +26.2K | 87.9K | +43% | — |
| D | 2024-05-23 | 2024-05-21 | SOFI | Al-Hammadi Ahmed Ali | Dir | M - OptEx | $0.00 | -26.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-21 | M | A | 26,249 | — | 87,937 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Unit | 2024-05-21 | M | D | 26,249 | $0.00 | 0 | D | — · — to — | 26,249 Common Stock | (F3) The Reporting Person serves as the nominee of Qatar Investment Authority, the ultimate parent of QIA FIG Holding LLC, to the Issuer's board of directors. The Reporting Person disclaims beneficial ownership of all shares of the Issuer held of record and all shares of the Issuer which may be acquired upon exercise of warrants to purchase common stock held of record by QIA FIG Holding LLC. (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F2) Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |