Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2024-09-18 00:00:00 ET · period of report 2024-09-16 · accession 0001818874-24-000210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-18 | 2024-09-16 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | — | +109.1K | 197.1K | +124% | — |
| D | 2024-09-18 | 2024-09-17 | SOFI | Keough Kelli | EVP, GBUL, SIPS | F - Tax | $8.18 | -52.7K | 170.8K | -24% | -$431.2K |
| DM | 2024-09-18 | 2024-09-16 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | $0.00 | -109.1K | 826.4K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-16 | M | A | 26,477 | — | 223,527 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-09-17 | F | D | 52,708 | $8.18 | 170,819 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Common | Common Stock | 2024-09-16 | M | A | 82,643 | — | 197,050 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Unit | 2024-09-16 | M | D | 26,477 | $0.00 | 370,674 | D | — · — to — | 26,477 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024. |
| 5 | Derivative | Restricted Stock Unit | 2024-09-16 | M | D | 82,643 | $0.00 | 826,429 | D | — · — to — | 82,643 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024. |