Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2024-12-18 00:00:00 ET · period of report 2024-12-16 · accession 0001818874-24-000264 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-18 | 2024-12-16 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $16.25 | -506.6K | 9.48M | -5% | -$8.23M |
| D | 2024-12-18 | 2024-12-16 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +960.3K | 9.99M | +11% | — |
| D | 2024-12-18 | 2024-12-16 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -960.3K | 3.73M | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-16 | F | D | 506,582 | $16.25 | 9,483,125 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 2 | Common | Common Stock | 2024-12-16 | M | A | 960,341 | — | 9,989,707 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Derivative | Restricted Stock Unit | 2024-12-16 | M | D | 960,341 | $0.00 | 3,728,690 | D | — · — to — | 960,341 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, November 22, 2021, March 22, 2023 and March 13, 2024. |