Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2024-12-18 00:00:00 ET · period of report 2024-12-16 · accession 0001818874-24-000268 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-18 | 2024-12-18 | SOFI | Simcock Stephen | GC | F - Tax | $16.43 | -65.4K | 77.3K | -46% | -$1.07M |
| D | 2024-12-18 | 2024-12-16 | SOFI | Simcock Stephen | GC | M - OptEx | — | +142.7K | 142.7K | New | — |
| D | 2024-12-18 | 2024-12-16 | SOFI | Simcock Stephen | GC | M - OptEx | $0.00 | -142.7K | 998.9K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-18 | F | D | 65,379 | $16.43 | 77,327 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 2 | Common | Common Stock | 2024-12-16 | M | A | 142,706 | — | 142,706 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Derivative | Restricted Stock Unit | 2024-12-16 | M | D | 142,706 | $0.00 | 998,944 | D | — · — to — | 142,706 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024. |