Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-03-18 00:00:00 ET · period of report 2025-03-14 · accession 0001818874-25-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-18 | 2025-03-14 | SOFI | Lapointe Christopher | CFO, PAO | M - OptEx | — | +135.2K | 1.44M | +10% | — |
| D | 2025-03-18 | 2025-03-14 | SOFI | Lapointe Christopher | CFO, PAO | F - Tax | $11.39 | -71.8K | 1.37M | -5% | -$818.2K |
| D | 2025-03-18 | 2025-03-14 | SOFI | Lapointe Christopher | CFO, PAO | M - OptEx | $0.00 | -135.2K | 948.7K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-14 | M | A | 135,249 | — | 1,444,410 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2025-03-14 | F | D | 71,834 | $11.39 | 1,372,576 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2025-03-14 | M | D | 135,249 | $0.00 | 948,684 | D | — · — to — | 135,249 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023 and March 13, 2024. |