Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-03-18 00:00:00 ET · period of report 2025-03-14 · accession 0001818874-25-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-18 | 2025-03-14 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | — | +109.1K | 196.1K | +125% | — |
| D | 2025-03-18 | 2025-03-17 | SOFI | Keough Kelli | EVP, GBUL, SIPS | F - Tax | $12.16 | -41.4K | 237.4K | -15% | -$502.9K |
| DM | 2025-03-18 | 2025-03-14 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | $0.00 | -109.1K | 661.1K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-14 | M | A | 82,642 | — | 278,744 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2025-03-14 | M | A | 26,476 | — | 196,102 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2025-03-17 | F | D | 41,353 | $12.16 | 237,391 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 4 | Derivative | Restricted Stock Unit | 2025-03-14 | M | D | 26,476 | $0.00 | 317,721 | D | — · — to — | 26,476 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2022. |
| 5 | Derivative | Restricted Stock Unit | 2025-03-14 | M | D | 82,642 | $0.00 | 661,144 | D | — · — to — | 82,642 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2022. |