Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-03-18 00:00:00 ET · period of report 2025-03-14 · accession 0001818874-25-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-18 | 2025-03-14 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +654.6K | 10.14M | +7% | — |
| D | 2025-03-18 | 2025-03-14 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $11.39 | -345.9K | 9.79M | -3% | -$3.94M |
| D | 2025-03-18 | 2025-03-14 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -654.6K | 3.07M | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-14 | M | A | 654,569 | — | 10,137,694 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2025-03-14 | F | D | 345,935 | $11.39 | 9,791,759 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2025-03-14 | M | D | 654,569 | $0.00 | 3,074,121 | D | — · — to — | 654,569 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021, March 22, 2023 and March 13, 2024. |