Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-03-18 00:00:00 ET · period of report 2025-03-14 · accession 0001818874-25-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-18 | 2025-03-14 | SOFI | Simcock Stephen | GC | M - OptEx | — | +71.4K | 148.7K | +92% | — |
| D | 2025-03-18 | 2025-03-17 | SOFI | Simcock Stephen | GC | F - Tax | $12.16 | -24.4K | 124.3K | -16% | -$296.9K |
| D | 2025-03-18 | 2025-03-14 | SOFI | Simcock Stephen | GC | M - OptEx | $0.00 | -71.4K | 927.6K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-14 | M | A | 71,353 | — | 148,680 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2025-03-17 | F | D | 24,420 | $12.16 | 124,260 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2025-03-14 | M | D | 71,353 | $0.00 | 927,591 | D | — · — to — | 71,353 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024. |