Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-05-16 00:00:00 ET · period of report 2025-05-14 · accession 0001818874-25-000076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-16 | 2025-05-14 | SOFI | Schuppenhauer Eric | EVP GBUL Borrow | M - OptEx | — | +55.7K | 181.9K | +44% | — |
| D | 2025-05-16 | 2025-05-15 | SOFI | Schuppenhauer Eric | EVP GBUL Borrow | F - Tax | $13.63 | -23.0K | 158.9K | -13% | -$313.3K |
| D | 2025-05-16 | 2025-05-14 | SOFI | Schuppenhauer Eric | EVP GBUL Borrow | M - OptEx | $0.00 | -55.7K | 724.5K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-14 | M | A | 55,730 | — | 181,929.81 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2025-05-15 | F | D | 22,989 | $13.63 | 158,940.81 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2025-05-14 | M | D | 55,730 | $0.00 | 724,503 | D | — · — to — | 55,730 Common Stock | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 27, 2024. |