Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-06-18 00:00:00 ET · period of report 2025-06-16 · accession 0001818874-25-000124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-06-18 | 2025-06-16 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +576.9K | 10.35M | +6% | — |
| D | 2025-06-18 | 2025-06-16 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $14.09 | -304.9K | 10.06M | -3% | -$4.30M |
| DM | 2025-06-18 | 2025-06-16 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -576.9K | 2.51M | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-16 | M | A | 17,134 | — | 10,368,610 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2025-06-16 | F | D | 304,867 | $14.09 | 10,063,743 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 3 | Common | Common Stock | 2025-06-16 | M | A | 559,717 | — | 10,351,476 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 4 | Derivative | Restricted Stock Unit | 2025-06-16 | M | D | 17,134 | $0.00 | 1,010,849 | D | — · — to — | 17,134 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 5 | Derivative | Restricted Stock Unit | 2025-06-16 | M | D | 559,717 | $0.00 | 2,514,404 | D | — · — to — | 559,717 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 28, 2022, March 22, 2023 and March 13, 2024. |