Form 4 for XOS Xos, Inc.
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-03 · accession 0001819493-23-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-04 | 2023-04-03 | XOS | Mattson George N | Dir | A - Grant | $0.00 | +13.9K | 361.0K | +4% | $0 | |
| MI | 2023-04-04 | 2023-04-03+ | XOS | Mattson George N | Dir | P - Purchase | $0.5546 | +130.0K | 600.0K | +28% | +$72.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-03 | A | A | 13,888 | $0.00 | 361,004 | D GNM ICBC LLC | — | — | (F1) The shares reported in this transaction represent Restricted Stock Units ("RSUs"). The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q1 2023 and calculated as of March 31, 2023. (F2) Includes 153,759 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. (F5) Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2023-04-04 | P | A | 30,000 | $0.57 | 630,000 | I | — | — | (F7) Represents weighted average sales price. The shares were sold at prices ranging from $0.55 to $0.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price |
| 3 | Common | Common Stock | 2023-04-03 | P | A | 100,000 | $0.55 | 600,000 | I GNM ICBC LLC | — | — | (F4) Represents weighted average sales price. The shares were sold at prices ranging from $0.51 to $0.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price (F5) Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |