Form 4 for JOBY Joby Aviation, Inc.
Accepted 2023-01-11 00:00:00 ET · period of report 2023-01-09 · accession 0001819848-23-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-11 | 2023-01-09 | JOBY | Bevirt JoeBen | CEO, Chief Architect, Dir, 10% | M - OptEx | $0.00 | +370.6K | 391.5K | +1,771% | $0 |
| DMI | 2023-01-11 | 2022-12-21 | JOBY | Bevirt JoeBen | CEO, Chief Architect, Dir, 10% | G - Gift | $0.00 | 0 | 33.38M | New | $0 |
| DM | 2023-01-11 | 2023-01-09 | JOBY | Bevirt JoeBen | CEO, Chief Architect, Dir, 10% | M - OptEx | $0.00 | -370.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-09 | M | A | 97,064 | $0.00 | 588,196 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-09 | M | A | 39,062 | $0.00 | 627,258 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-21 | G | D | 4,656,443 | $0.00 | 343,557 | I By JoeBen Bevirt 2021 GRAT Trust | — | — | (F1) The shares of common stock are held of record by the JoeBen Bevirt 2021 GRAT Trust (the "2021 GRAT Trust"). The Reporting Person has voting and dispositive power of the shares held by the 2021 GRAT Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest. |
| 4 | Common | Common Stock | 2022-12-21 | G | A | 4,656,443 | $0.00 | 58,766,846 | I By Joby Trust | — | — | (F2) The shares of common stock are held of record by The Joby Trust. The Reporting Person has voting and dispositive power of the shares held by The Joby Trust therefore may be deemed to be the beneficial owner of such shares to the extend of his pecuniary interest. |
| 5 | Common | Common Stock | 2023-01-09 | M | A | 99,602 | $0.00 | 491,132 | D | — | — | |
| 6 | Common | Common Stock | 2023-01-09 | M | A | 134,872 | $0.00 | 391,530 | D | — | — | |
| 7 | Common | Common Stock | 2022-12-21 | G | A | 669,411 | $0.00 | 59,436,257 | I By Joby Trust | — | — | (F2) The shares of common stock are held of record by The Joby Trust. The Reporting Person has voting and dispositive power of the shares held by The Joby Trust therefore may be deemed to be the beneficial owner of such shares to the extend of his pecuniary interest. |
| 8 | Common | Common Stock | 2022-12-21 | G | D | 669,411 | $0.00 | 33,378,734 | I By JoeBen Bevirt 2020 Descendants Trust | — | — | (F3) The shares of common stock are held of record by the JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 (the "Descendants Trust"). The Reporting Person has voting and dispositive power of the shares held by the Decendants Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest. |
| 9 | Derivative | Restricted Stock Units (RSUs) | 2023-01-09 | M | D | 97,064 | $0.00 | 0 | D | $0.00 · — to — | 97,064 Common Stock | (F7) Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023. |
| 10 | Derivative | Restricted Stock Units (RSUs) | 2023-01-09 | M | D | 39,062 | $0.00 | 0 | D | $0.00 · — to — | 39,062 Common Stock | (F7) Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023. |
| 11 | Derivative | Restricted Stock Units (RSUs) | 2023-01-09 | M | D | 99,602 | $0.00 | 597,609 | D | $0.00 · — to — | 99,602 Common Stock | (F8) Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023. |
| 12 | Derivative | Restricted Stock Units (RSUs) | 2023-01-09 | M | D | 134,872 | $0.00 | 0 | D | $0.00 · — to — | 134,872 Common Stock | (F7) Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023. |