Form 4 for JOBY Joby Aviation, Inc.
Accepted 2023-01-17 00:00:00 ET · period of report 2023-01-12 · accession 0001819848-23-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-17 | 2023-01-12+ | JOBY | DeHoff Kate | See Remarks | S - Sale+OE | $3.75 | -32.2K | 175.8K | -15% | -$120.7K |
| D | 2023-01-17 | 2023-01-12 | JOBY | DeHoff Kate | See Remarks | M - OptEx | $0.00 | +16.1K | 181.4K | +10% | $0 |
| D | 2023-01-17 | 2023-01-12 | JOBY | DeHoff Kate | See Remarks | M - OptEx | $0.00 | -16.1K | 257.0K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-12 | S | D | 26,584 | $3.69 | 165,383 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $3.69 to $4.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-01-12 | M | A | 16,065 | $0.00 | 181,448 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-13 | S | D | 5,648 | $4.01 | 175,800 | D | — | — | |
| 4 | Derivative | Restricted Stock Units (RSUs) | 2023-01-12 | M | D | 16,065 | $0.00 | 257,036 | D | $0.00 · — to — | 16,065 Common Stock | (F4) Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |