Form 4 for JOBY Joby Aviation, Inc.
Accepted 2023-04-05 00:00:00 ET · period of report 2023-04-03 · accession 0001819848-23-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-05 | 2023-04-05 | JOBY | Field Matthew | See Remarks | S - Sale+OE | $4.21 | -8,068 | 235.9K | -3% | -$34.0K |
| D | 2023-04-05 | 2023-04-03 | JOBY | Field Matthew | See Remarks | M - OptEx | $0.00 | +23.1K | 243.9K | +10% | $0 |
| D | 2023-04-05 | 2023-04-03 | JOBY | Field Matthew | See Remarks | M - OptEx | $0.00 | -23.1K | 368.8K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-05 | S | D | 8,068 | $4.21 | 235,868 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $4.21 to $4.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-04-03 | M | A | 23,050 | $0.00 | 243,936 | D | — | — | |
| 3 | Derivative | Restricted Stock Units (RSUs) | 2023-04-03 | M | D | 23,050 | $0.00 | 368,798 | D | $0.00 · — to — | 23,050 Common Stock | (F3) Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |