Form 4 for JOBY Joby Aviation, Inc.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0001819848-23-000214 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-16 | 2023-06-14 | JOBY | Papadopoulos Didier | Head of Aircraft OEM | M - OptEx | $0.00 | +11.6K | 93.7K | +14% | $0 |
| DM | 2023-06-16 | 2023-06-14+ | JOBY | Papadopoulos Didier | Head of Aircraft OEM | S - Sale+OE | $7.92 | -33.9K | 82.0K | -29% | -$268.5K |
| D | 2023-06-16 | 2023-06-14 | JOBY | Papadopoulos Didier | Head of Aircraft OEM | M - OptEx | $0.00 | -11.6K | 186.3K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | M | A | 11,641 | $0.00 | 93,654 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-15 | S | D | 4,107 | $7.72 | 89,547 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $7.72 to $7.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-06-16 | S | D | 5,650 | $7.72 | 83,897 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $7.40 to $8.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2023-06-14 | S | D | 24,142 | $8.00 | 82,013 | D | — | — | |
| 5 | Derivative | Restricted Stock Units (RSUs) | 2023-06-14 | M | D | 11,641 | $0.00 | 186,262 | D | $0.00 · — to — | 11,641 Common Stock | (F5) Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on June 14, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |