Form 4 for JOBY Joby Aviation, Inc.
Accepted 2023-07-03 00:00:00 ET · period of report 2023-06-29 · accession 0001819848-23-000262 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-07-03 | 2023-06-29 | JOBY | Bevirt JoeBen | CEO, Chief Architect, Dir, 10% | S - Sale | $10.68 | -1.15M | 58.51M | -2% | -$12.32M |
| D | 2023-07-03 | 2023-06-30 | JOBY | Bevirt JoeBen | CEO, Chief Architect, Dir, 10% | A - Grant | $0.00 | +304.0K | 304.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-29 | S | D | 143,292 | $11.91 | 58,361,827 | I By Joby Trust | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $11.90 to $11.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) The shares of common stock are held of record by The Joby Trust. The Reporting Person has voting and dispositive power of the shares held by The Joby Trust therefore may be deemed to be the beneficial owner of such shares to the extend of his pecuniary interest. |
| 2 | Common | Common Stock | 2023-06-29 | S | D | 1,010,102 | $10.51 | 58,505,119 | I By Joby Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $10.32 to $11.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) The shares of common stock are held of record by The Joby Trust. The Reporting Person has voting and dispositive power of the shares held by The Joby Trust therefore may be deemed to be the beneficial owner of such shares to the extend of his pecuniary interest. |
| 3 | Derivative | Restricted Stock Units (RSUs) | 2023-06-30 | A | A | 303,951 | $0.00 | 303,951 | D | $0.00 · — to — | 303,951 Common Stock | (F10) Represents an award of restricted stock units ("RSUs") that vests with respect to 100% of the RSUs on June 21, 2026, provided that certain performance conditions are met on or before that date, and subject to the Reporting Person's continued service through the applicable vesting date. |