Form 4 for JOBY Joby Aviation, Inc.
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-14 · accession 0001819848-23-000352 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-18 | 2023-09-15+ | JOBY | Papadopoulos Didier | Head of Aircraft OEM | S - Sale+OE | $6.75 | -9,542 | 5,673 | -63% | -$64.4K |
| D | 2023-09-18 | 2023-09-14 | JOBY | Papadopoulos Didier | Head of Aircraft OEM | M - OptEx | $0.00 | +11.6K | 11.6K | New | $0 |
| D | 2023-09-18 | 2023-09-14 | JOBY | Papadopoulos Didier | Head of Aircraft OEM | M - OptEx | $0.00 | -11.6K | 174.6K | -6% | $0 |
| D | 2023-09-18 | 2023-09-14 | JOBY | Papadopoulos Didier | Head of Aircraft OEM | A - Grant | $0.00 | +7,915 | 7,915 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-18 | S | D | 3,574 | $6.79 | 2,099 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $6.64 to $7.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-09-15 | S | D | 5,968 | $6.72 | 5,673 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $6.62 to $6.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-09-14 | M | A | 11,641 | $0.00 | 11,641 | D | — | — | |
| 4 | Derivative | Restricted Stock Units (RSUs) | 2023-09-14 | M | D | 11,641 | $0.00 | 174,621 | D | $0.00 · — to — | 11,641 Common Stock | (F5) Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on June 14, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |
| 5 | Derivative | Restricted Stock Units (RSUs) | 2023-09-14 | A | A | 7,915 | $0.00 | 7,915 | D | $0.00 · — to — | 7,915 Common Stock | (F6) Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |