Form 4 for JOBY Joby Aviation, Inc.
Accepted 2023-10-03 00:00:00 ET · period of report 2023-10-01 · accession 0001819848-23-000391 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-03 | 2023-10-01 | JOBY | DeHoff Kate | See Remarks | M - OptEx | $0.00 | +18.5K | 161.1K | +13% | $0 |
| DM | 2023-10-03 | 2023-10-02+ | JOBY | DeHoff Kate | See Remarks | S - Sale+OE | $6.20 | -19.3K | 161.9K | -11% | -$119.4K |
| DM | 2023-10-03 | 2023-10-01 | JOBY | DeHoff Kate | See Remarks | M - OptEx | $0.00 | -18.5K | 78.4K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-01 | M | A | 13,280 | $0.00 | 174,389 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-03 | S | D | 4,856 | $6.16 | 157,033 | D | — | — | |
| 3 | Common | Common Stock | 2023-10-03 | S | D | 1,911 | $6.16 | 155,122 | D | — | — | |
| 4 | Common | Common Stock | 2023-10-01 | M | A | 5,224 | $0.00 | 161,109 | D | — | — | |
| 5 | Common | Common Stock | 2023-10-02 | S | D | 12,500 | $6.22 | 161,889 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $6.11 to $6.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Restricted Stock Units (RSUs) | 2023-10-01 | M | D | 13,280 | $0.00 | 119,522 | D | $0.00 · — to — | 13,280 Common Stock | (F5) Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |
| 7 | Derivative | Restricted Stock Units (RSUs) | 2023-10-01 | M | D | 5,224 | $0.00 | 78,362 | D | $0.00 · — to — | 5,224 Common Stock | (F4) Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on July 1, 2023, subject to Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |