Form 4 for JOBY Joby Aviation, Inc.
Accepted 2023-10-16 00:00:00 ET · period of report 2023-10-12 · accession 0001819848-23-000419 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-16 | 2023-10-12 | JOBY | DeHoff Kate | See Remarks | M - OptEx | $0.00 | +16.1K | 171.2K | +10% | $0 |
| D | 2023-10-16 | 2023-10-13 | JOBY | DeHoff Kate | See Remarks | S - Sale+OE | $6.13 | -5,637 | 165.6K | -3% | -$34.6K |
| D | 2023-10-16 | 2023-10-12 | JOBY | DeHoff Kate | See Remarks | M - OptEx | $0.00 | -16.1K | 208.8K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-12 | M | A | 16,065 | $0.00 | 171,187 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-13 | S | D | 5,637 | $6.13 | 165,550 | D | — | — | (F1) Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. |
| 3 | Derivative | Restricted Stock Units (RSUs) | 2023-10-12 | M | D | 16,065 | $0.00 | 208,842 | D | $0.00 · — to — | 16,065 Common Stock | (F2) Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |