Form 4 for JOBY Joby Aviation, Inc.
Accepted 2023-12-01 00:00:00 ET · period of report 2023-11-29 · accession 0001819848-23-000436 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-01 | 2023-11-29 | JOBY | Bowles Gregory | See Remarks | M - OptEx | $0.87 | +11.1K | 37.7K | +42% | +$9,657 |
| DM | 2023-12-01 | 2023-11-29 | JOBY | Bowles Gregory | See Remarks | S - Sale+OE | $6.06 | -18.8K | 26.6K | -42% | -$114.2K |
| D | 2023-12-01 | 2023-11-29 | JOBY | Bowles Gregory | See Remarks | M - OptEx | $0.00 | -11.1K | 92.6K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-29 | M | A | 11,100 | $0.87 | 37,652 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-29 | S | D | 7,747 | $6.09 | 18,805 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-29 | S | D | 11,100 | $6.04 | 26,552 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $6.00 to $6.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Stock Options | 2023-11-29 | M | D | 11,100 | $0.00 | 92,615 | D | $0.87 · — to 2030-04-19 | 11,100 Common Stock | (F3) Represents a stock option that vested with respect to 16.66% of the underlying shares on January 13, 2021 and vests as to the remaining 83.34% of the underlying shares in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. |