Form 4 for JOBY Joby Aviation, Inc.
Accepted 2024-01-03 00:00:00 ET · period of report 2024-01-01 · accession 0001819848-24-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-03 | 2024-01-03 | JOBY | Simi Bonny W | See Remarks | S - Sale+OE | $6.35 | -152.6K | 120.0K | -56% | -$968.1K |
| DM | 2024-01-03 | 2024-01-01+ | JOBY | Simi Bonny W | See Remarks | M - OptEx | $1.71 | +155.7K | 122.6K | New | +$265.5K |
| DM | 2024-01-03 | 2024-01-01+ | JOBY | Simi Bonny W | See Remarks | M - OptEx | $1.71 | -155.7K | 79.8K | -66% | -$265.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-03 | S | D | 2,551 | $6.13 | 270,008 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-02 | M | A | 150,000 | $1.77 | 272,559 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-01 | M | A | 5,699 | $0.00 | 122,559 | D | — | — | |
| 4 | Common | Common Stock | 2024-01-03 | S | D | 150,000 | $6.35 | 120,008 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $6.13 to $6.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Stock Options | 2024-01-02 | M | D | 150,000 | $1.77 | 994,744 | D | $1.77 · — to 2030-12-17 | 150,000 Common Stock | (F5) Represents a stock option that is immediately exercisable with respect to 74% of the underlying shares and 3.74% of the underlying shares become exercisable thereafter on each of December 15, 2021 and March 15 of each of the following years with the last installment becoming exercisable on January 1, 2027. |
| 6 | Derivative | Restricted Stock Units (RSUs) | 2024-01-01 | M | D | 5,699 | $0.00 | 79,787 | D | $0.00 · — to — | 5,699 Common Stock | (F4) Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |