Form 4 for JOBY Joby Aviation, Inc.
Accepted 2024-01-18 00:00:00 ET · period of report 2024-01-16 · accession 0001819848-24-000085 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-18 | 2024-01-18 | JOBY | DeHoff Kate | See Remarks | S - Sale+OE | $5.59 | -2,477 | 167.6K | -1% | -$13.8K |
| DM | 2024-01-18 | 2024-01-16 | JOBY | DeHoff Kate | See Remarks | M - OptEx | $0.00 | +6,794 | 170.1K | +4% | $0 |
| DM | 2024-01-18 | 2024-01-16 | JOBY | DeHoff Kate | See Remarks | M - OptEx | $0.00 | -6,794 | 1,563 | -81% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-18 | S | D | 178 | $5.59 | 169,889 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-18 | S | D | 191 | $5.59 | 169,698 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-18 | S | D | 291 | $5.59 | 169,407 | D | — | — | |
| 4 | Common | Common Stock | 2024-01-18 | S | D | 1,096 | $5.59 | 168,311 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $5.51 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2024-01-16 | M | A | 3,010 | $0.00 | 168,088 | D | — | — | |
| 6 | Common | Common Stock | 2024-01-16 | M | A | 485 | $0.00 | 163,758 | D | — | — | |
| 7 | Common | Common Stock | 2024-01-16 | M | A | 521 | $0.00 | 164,279 | D | — | — | |
| 8 | Common | Common Stock | 2024-01-16 | M | A | 799 | $0.00 | 165,078 | D | — | — | |
| 9 | Common | Common Stock | 2024-01-16 | M | A | 1,979 | $0.00 | 170,067 | D | — | — | |
| 10 | Common | Common Stock | 2024-01-18 | S | D | 721 | $5.59 | 167,590 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $5.51 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Derivative | Restricted Stock Units (RSUs) | 2024-01-16 | M | D | 485 | $0.00 | 1,454 | D | $0.00 · — to — | 485 Common Stock | (F3) Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |
| 12 | Derivative | Restricted Stock Units (RSUs) | 2024-01-16 | M | D | 1,979 | $0.00 | 5,936 | D | $0.00 · — to — | 1,979 Common Stock | (F3) Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |
| 13 | Derivative | Restricted Stock Units (RSUs) | 2024-01-16 | M | D | 3,010 | $0.00 | 9,028 | D | $0.00 · — to — | 3,010 Common Stock | (F3) Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |
| 14 | Derivative | Restricted Stock Units (RSUs) | 2024-01-16 | M | D | 799 | $0.00 | 2,397 | D | $0.00 · — to — | 799 Common Stock | (F3) Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |
| 15 | Derivative | Restricted Stock Units (RSUs) | 2024-01-16 | M | D | 521 | $0.00 | 1,563 | D | $0.00 · — to — | 521 Common Stock | (F3) Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |