Form 4 for JOBY Joby Aviation, Inc.
Accepted 2024-03-13 00:00:00 ET · period of report 2024-03-11 · accession 0001819848-24-000165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-13 | 2024-03-11 | JOBY | Bevirt JoeBen | CEO, Chief Architect, Dir, 10% | M - OptEx | $0.00 | +15.0K | 619.5K | +2% | $0 |
| D | 2024-03-13 | 2024-03-13 | JOBY | Bevirt JoeBen | CEO, Chief Architect, Dir, 10% | S - Sale+OE | $5.42 | -5,497 | 614.0K | -0.9% | -$29.8K |
| DMI | 2024-03-13 | 2024-03-11 | JOBY | Bevirt JoeBen | CEO, Chief Architect, Dir, 10% | G - Gift | $0.00 | 0 | 58.71M | New | $0 |
| D | 2024-03-13 | 2024-03-11 | JOBY | Bevirt JoeBen | CEO, Chief Architect, Dir, 10% | M - OptEx | $0.00 | -15.0K | 15.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-11 | M | A | 15,044 | $0.00 | 619,481 | D By Joby Trust | — | — | (F2) The shares of common stock are held of record by The Joby Trust. The Reporting Person is the trustee of the Joby Trust and may be deemed to be the beneficial owner of such shares. |
| 2 | Common | Common Stock | 2024-03-13 | S | D | 5,497 | $5.42 | 613,984 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-11 | G | D | 343,557 | $0.00 | 0 | I | — | — | |
| 4 | Common | Common Stock | 2024-03-11 | G | A | 343,557 | $0.00 | 58,707,344 | I By JoeBen Bevirt 2021 GRAT Trust | — | — | (F3) The shares of common stock are held of record by the JoeBen Bevirt 2021 GRAT Trust (the "2021 GRAT Trust"). The Reporting Person has voting and dispositive power of the shares held by the 2021 GRAT Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest. |
| 5 | Derivative | Restricted Stock Units (RSUs) | 2024-03-11 | M | D | 15,044 | $0.00 | 15,042 | D | $0.00 · — to — | 15,044 Common Stock | (F9) Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |