Form 4 for JOBY Joby Aviation, Inc.
Accepted 2024-10-07 00:00:00 ET · period of report 2024-10-03 · accession 0001819848-24-000438 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-07 | 2024-10-03 | JOBY | Field Matthew | See Remarks | M - OptEx | $0.00 | +23.1K | 310.6K | +8% | $0 |
| DM | 2024-10-07 | 2024-10-04+ | JOBY | Field Matthew | See Remarks | S - Sale+OE | $5.84 | -17.4K | 298.8K | -6% | -$101.6K |
| D | 2024-10-07 | 2024-10-03 | JOBY | Field Matthew | See Remarks | M - OptEx | $0.00 | -23.1K | 230.5K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-03 | M | A | 23,050 | $0.00 | 310,550 | D | — | — | |
| 2 | Common | Common Stock | 2024-10-07 | S | D | 5,643 | $5.96 | 293,143 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $5.76 to $6.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2024-10-04 | S | D | 11,764 | $5.78 | 298,786 | D | — | — | |
| 4 | Derivative | Restricted Stock Units (RSUs) | 2024-10-03 | M | D | 23,050 | $0.00 | 230,499 | D | $0.00 · — to — | 23,050 Common Stock | (F4) Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. |