Form 4/A for JOBY Joby Aviation, Inc.
Accepted 2024-11-22 00:00:00 ET · period of report 2024-07-11 · accession 0001819848-24-000480 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2024-11-22 | 2024-07-11 | JOBY | Bowles Gregory | See Remarks | S - Sale+OE | $6.00 | -37.8K | 31.1K | -55% | -$226.9K |
| DA | 2024-11-22 | 2024-07-11 | JOBY | Bowles Gregory | See Remarks | M - OptEx | $0.87 | +11.2K | 42.3K | +36% | +$9,744 |
| DA | 2024-11-22 | 2024-07-11 | JOBY | Bowles Gregory | See Remarks | M - OptEx | $0.00 | -11.2K | 81.4K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-11 | S | D | 37,824 | $6.00 | 31,066 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $6.00 to $6.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2024-07-11 | M | A | 11,200 | $0.87 | 42,266 | D | — | — | (F3) This amendment is being filed to reflect the exercise of 11,200 stock options in connection with the exercise and sale of options executed under the reporting Person's 10b5-1 trading plan. The sale was reported on the original Form 4 but the exercise was inadvertently omitted from the original filing. |
| 3 | Derivative | Stock Options | 2024-07-11 | M | D | 11,200 | $0.00 | 81,415 | D | $0.87 · — to 2030-04-19 | 11,200 Common Stock | (F4) Represents a stock option that vested with respect to 16.66% of the underlying shares on January 13, 2021 and vests as to the remaining 83.34% of the underlying shares in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. |