Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-30 · accession 0001820953-21-000064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-01 | 2021-06-30 | AFRM | Caro del Castillo Sharda | CLO | F - Tax | $67.35 | -13.1K | 40.1K | -25% | -$882.6K |
| D | 2021-07-01 | 2021-06-30 | AFRM | Caro del Castillo Sharda | CLO | M - OptEx | — | +26.4K | 53.2K | +99% | — |
| DM | 2021-07-01 | 2021-06-30 | AFRM | Caro del Castillo Sharda | CLO | M - OptEx | $0.00 | -26.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-06-30 | F | D | 13,104 | $67.35 | 40,051 | D | — | — | (F2) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on June 30, 2021. |
| 2 | Common | Class A Common Stock | 2021-06-30 | M | A | 26,428 | — | 53,155 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2021-06-30 | M | D | 6,428 | $0.00 | 0 | D | — · — to 2028-01-12 | 6,428 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) The vesting of 6,428 units was accelerated as of June 30, 2021, at which time the remaining unvested units were forfeited. |
| 4 | Derivative | Restricted Stock Units | 2021-06-30 | M | D | 20,000 | $0.00 | 0 | D | — · — to 2027-12-31 | 20,000 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The vesting of 20,000 units was accelerated as of June 30, 2021, at which time the remaining unvested units were forfeited. |