Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2021-07-06 00:00:00 ET · period of report 2021-07-01 · accession 0001820953-21-000071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-06 | 2021-07-01 | AFRM | Martincevic Silvija | Chief Commercial Off | F - Tax | $68.37 | -3,839 | 11.0K | -26% | -$262.5K |
| D | 2021-07-06 | 2021-07-01 | AFRM | Martincevic Silvija | Chief Commercial Off | M - OptEx | — | +7,742 | 14.9K | +109% | — |
| DM | 2021-07-06 | 2021-07-01 | AFRM | Martincevic Silvija | Chief Commercial Off | M - OptEx | $0.00 | -7,742 | 60.0K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-01 | F | D | 3,839 | $68.37 | 11,030 | D | — | — | (F2) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Class A Common Stock underlying the Reporting Person's restricted stock units that vested on July 1, 2021. |
| 2 | Common | Class A Common Stock | 2021-07-01 | M | A | 7,742 | — | 14,869 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2021-07-01 | M | D | 4,408 | $0.00 | 83,755 | D | — · — to — | 4,408 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) Restricted stock unit grant vests over four and one-half years, commencing as of January 1, 2021, the vesting commencement date. The first 5% of the shares vest on the six-month anniversary of the vesting commencement date, and the remainder of the shares vest in quarterly installments over the remaining four years, in annual aggregate amounts equal to 15%, 20%, 30% and 30%, respectively, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 4 | Derivative | Restricted Stock Units | 2021-07-01 | M | D | 3,334 | $0.00 | 60,000 | D | — · — to 2027-12-31 | 3,334 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in monthly installments for a period of twenty-four months beginning on January 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |