Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001820953-21-000090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-09-01 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | — | +3,862 | 20.2K | +24% | — |
| D | 2021-09-03 | 2021-09-01 | AFRM | Jiyane Siphelele | VP, Ctrl | F - Tax | $96.48 | -1,715 | 18.5K | -8% | -$165.5K |
| DM | 2021-09-03 | 2021-09-01 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | $0.00 | -3,862 | 15.8K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-01 | M | A | 3,862 | — | 20,242 | D | — | — | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2021-09-01 | F | D | 1,715 | $96.48 | 18,527 | D | — | — | (F2) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Class A Common Stock underlying the Reporting Person's RSUs that vested on September 1, 2021. |
| 3 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 167 | $0.00 | 3,167 | D | — · — to 2026-08-22 | 167 Class A Common Stock | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on April 1, 2019, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 4 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 98 | $0.00 | 4,615 | D | — · — to 2028-07-14 | 98 Class A Common Stock | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on July 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 5 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 896 | $0.00 | 14,334 | D | — · — to 2027-12-31 | 896 Class A Common Stock | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in monthly installments for a period of twenty-four months beginning on January 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 6 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 1,261 | $0.00 | 46,671 | D | — · — to 2027-10-26 | 1,261 Class A Common Stock | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on October 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 7 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 1,440 | $0.00 | 15,840 | D | — · — to 2027-10-26 | 1,440 Class A Common Stock | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of twenty-four months beginning on August 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |