Form 4 for SHC Sotera Health Co
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-11 · accession 0001822479-21-000071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-12 | 2021-11-11 | SHC | Hammons Terry | SVP, GC, Sec | A - Grant | $0.00 | +8,791 | 8,791 | New | $0 |
| D | 2021-11-12 | 2021-11-11 | SHC | Hammons Terry | SVP, GC, Sec | A - Grant | $0.00 | +37.7K | 37.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share ("Common Stock") | 2021-11-11 | A | A | 8,791 | $0.00 | 8,791 | D | — | — | (F1) These securities consist of Restricted Stock Units ("RSUs") that were granted on November 11, 2021, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of common stock, subject to vesting conditions. The RSUs vest in four equal installments on each of the first four anniversaries of the date of grant. |
| 2 | Derivative | Stock Options | 2021-11-11 | A | A | 37,676 | $0.00 | 37,676 | D | $22.75 · — to 2031-11-11 | 37,676 Common Stock | (F2) These options were granted on November 11, 2021, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in four equal installments on each of the first four anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. |