Form 4 for SHC Sotera Health Co

Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0001822479-22-000022 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-03-04	2022-03-02	SHC	Hammons Terry	SVP, GC, Sec	A - Grant	$0.00	+22.5K	31.3K	+256%	$0
D	2022-03-04	2022-03-02	SHC	Hammons Terry	SVP, GC, Sec	A - Grant	$0.00	+57.5K	57.5K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.01 par value per share ("Common Stock")	2022-03-02	A	A	22,466	$0.00	31,257	D	—	—	(F1) These securities consist of Restricted Stock Units ("RSUs") that were granted on March 2, 2022, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of common stock, subject to vesting conditions. The RSUs vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. (F2) These securities consists of 31,257 RSUs.
2	Derivative	Stock Options	2022-03-02	A	A	57,471	$0.00	57,471	D	$20.03 · — to 2032-03-02	57,471 Common Stock	(F3) These options were granted on March 2, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.