Form 4 for SHC Sotera Health Co

Accepted 2022-11-09 00:00:00 ET · period of report 2022-11-07 · accession 0001822479-22-000076 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-11-09	2022-11-07	SHC	DIMITRIEF ALEXANDER	SVP, GC, Sec	A - Grant	$0.00	+235.5K	235.5K	New	$0
D	2022-11-09	2022-11-07	SHC	DIMITRIEF ALEXANDER	SVP, GC, Sec	A - Grant	$0.00	+602.4K	602.4K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.01 par value per share ("Common Stock")	2022-11-07	A	A	235,478	$0.00	235,478	D	—	—	(F1) These shares of Common Stock were granted pursuant to the terms of a restricted stock agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan") and remain subject to vesting conditions. 235,478 shares of unvested Common Stock will vest in two equal installments on each of October 31, 2023 and October 31, 2024, subject to the Reporting Person's continued service through each such date. (F2) These securities remain subject to vesting conditions. 235,478 shares of unvested Common Stock will vest in two equal installments on each of October 31, 2023 and October 31, 2024, subject to the Reporting Person's continued service through each such date.
2	Derivative	Stock Options	2022-11-07	A	A	602,387	$0.00	602,387	D	$6.37 · — to 2032-11-07	602,387 Common Stock	(F3) These options were granted on November 7, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in two equal installments on each of October 31, 2023 and October 31, 2024, subject to the Reporting Person's continued service through each such date.