Form 4 for SHC Sotera Health Co
Accepted 2023-03-08 00:00:00 ET · period of report 2023-03-06 · accession 0001822479-23-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-08 | 2023-03-06 | SHC | Petras Michael B. Jr. | COB, CEO, Dir | A - Grant | $0.00 | +213.2K | 584.7K | +57% | $0 |
| D | 2023-03-08 | 2023-03-06 | SHC | Petras Michael B. Jr. | COB, CEO, Dir | A - Grant | $0.00 | +404.1K | 404.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share ("Common Stock") | 2023-03-06 | A | A | 213,189 | $0.00 | 584,668 | D | — | — | (F1) These securities consist of Restricted Stock Units ("RSUs") that were granted on March 6, 2023, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs vest annually in three equal installments commencing March 2, 2024. (F2) These securities consist of 468,436 RSUs and 116,232 shares of Common Stock. |
| 2 | Derivative | Stock Options | 2023-03-06 | A | A | 404,094 | $0.00 | 404,094 | D | $17.59 · — to 2033-03-06 | 404,094 Common Stock | (F4) These options were granted on March 6, 2023, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest annually in three equal installments commencing March 2, 2024, subject to vesting conditions. |