Form 4 for SHC Sotera Health Co
Accepted 2023-03-08 00:00:00 ET · period of report 2023-03-06 · accession 0001822479-23-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-08 | 2023-03-06 | SHC | Rutz Michael P | Pres of Sterigenics | A - Grant | $0.00 | +28.4K | 600.7K | +5% | $0 |
| D | 2023-03-08 | 2023-03-06 | SHC | Rutz Michael P | Pres of Sterigenics | A - Grant | $0.00 | +53.9K | 53.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share ("Common Stock") | 2023-03-06 | A | A | 28,425 | $0.00 | 600,660 | D | — | — | (F1) These securities consist of Restricted Stock Units ("RSUs") that were granted on March 6, 2023, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs vest annually in three equal installments commencing March 2, 2024, subject to the Reporting Person's continued service through each such date. (F2) These securities consist of 58,110 RSUs and 542,550 shares of Common Stock. 289,482 of the shares of Common Stock are vested, and 253,068 shares of Common Stock remain subject to vesting conditions. Shares of unvested Common Stock will vest on a daily basis, pro rata through May 13, 2025 (the five year anniversary of the date of grant). |
| 2 | Derivative | Stock Options | 2023-03-06 | A | A | 53,879 | $0.00 | 53,879 | D | $17.59 · — to 2033-03-06 | 53,879 Common Stock | (F3) These options were granted on March 6, 2023, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest annually in three equal installments commencing March 2, 2024, subject to the Reporting Person's continued service through each such date. |